Introduction
Getting to know you and what’s important to you
Discovery
Learning about your present financial situation and risk tolerance
Proposal
We will use everything we have learned about you to create a comprehensive financial plan designed to help you achieve what’s important to you
Implementation
We will take action on all the recommendations reviewed in your plan and organize your paperwork
Ongoing Reviews
Regular reviews and monitoring of your plan to adjust for life changes
Service Platform
Tiered Services That Excel Our Clients Success
CORE INVESTMENT MANAGEMENT
$200,000 in Investable Assets
Annual Review Meetings with your advisor, either in-office or video conference.
Client emails to administrator, advisor-answered within 3 business days.
Portfolio Investment Management:
- Goals and objectives review
- Custom analysis of risk tolerance
- Asset allocation and rebalancing review
- Tax and cost-basis reporting
- Quarterly portfolio performance reporting
- Required Minimum Distribution Management
- Socially Responsible/ESG tailored investing
Life and Health Insurance Review
Online Client Portal Access
Weekly Market and Economic Communications
Additional Services Available
+ Project-Based or Complete Financial Plan
+ Ongoing Financial plan updates
WEALTH MANAGEMENT
$500,000 in Investable Assets
Semi-Annual Review Meetings with your advisor, either in-office or video conference.
Client-Requested callbacks will be returned by advisor no later than the next business day
Quarterly Client Educational and Social Events
Complete Financial Plan:
- Retirement readiness analysis
- Retirement income plan
- Cash flow and budget review
- Tax planning and reviewEstate Planning and review
- Net worth analysis
- Distribution strategies
- Goal-based planning
Tax-Loss Harvesting Strategy
Roth Conversion Plan
Personalized Portfolio/Customizable Investment Strategies
Social Security Optimization Planning
Stock Options and Deferred Compensation
Service Level Includes
+ All Core Investment Management Services and additional services
PRIVATE CLIENT
$1,000,000 in Investable Assets
Quarterly Review Meetings with your advisor, either in-office or video conference.
Priority Access Meetings with your advisor upon request.
Wealth Enhancement and Wealth Protection
Planning
Tax-Free and Tax-optimized Investment Planning
Philanthropic and Charitable Giving Planning
Banking, Structured-Lending, and Income
Solutions (Provided by AssetMark Trust)
Legacy and Endowment Guidance
Concentrated
Stock Investment Planning
Risk Management Review
Family-Succession Planning
Next-Gen Investment Program
Family-Tiered Billing and Reduced Fee Structure
Private Equity, Venture Capital and Hedge Fund
Reviews
Service Level Includes
+ All Core Investment Management and
Wealth Management Services along with
Additional Services