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Introduction

Getting to know you and what’s important to you

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Discovery

Learning about your present financial situation and risk tolerance

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Proposal

We will use everything we have learned about you to create a comprehensive financial plan designed to help you achieve what’s important to you

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Implementation

We will take action on all the recommendations reviewed in your plan and organize your paperwork

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Ongoing Reviews

Regular reviews and monitoring of your plan to adjust for life changes

 

Service Platform

Tiered Services That Excel Our Clients Success

CORE INVESTMENT MANAGEMENT

$200,000 in Investable Assets

Annual Review Meetings with your advisor, either in-office or video conference.

Client emails to administrator, advisor-answered within 3 business days.

Portfolio Investment Management:

  • Goals and objectives review
  • Custom analysis of risk tolerance
  • Asset allocation and rebalancing review
  • Tax and cost-basis reporting
  • Quarterly portfolio performance reporting
  • Required Minimum Distribution Management
  • Socially Responsible/ESG tailored investing

Life and Health Insurance Review

Online Client Portal Access

Weekly Market and Economic Communications

Additional Services Available

+ Project-Based or Complete Financial Plan
+ Ongoing Financial plan updates

WEALTH MANAGEMENT

$500,000 in Investable Assets

Semi-Annual Review Meetings with your advisor, either in-office or video conference.

Client-Requested callbacks will be returned by advisor no later than the next business day

Quarterly Client Educational and Social Events

Complete Financial Plan:

  • Retirement readiness analysis
  • Retirement income plan
  • Cash flow and budget review
  • Tax planning and reviewEstate Planning and review
  • Net worth analysis
  • Distribution strategies
  • Goal-based planning

Tax-Loss Harvesting Strategy

Roth Conversion Plan

Personalized Portfolio/Customizable Investment Strategies

Social Security Optimization Planning

Stock Options and Deferred Compensation

Service Level Includes

+ All Core Investment Management Services and additional services

PRIVATE CLIENT

$1,000,000 in Investable Assets

Quarterly Review Meetings with your advisor, either in-office or video conference.

Priority Access Meetings with your advisor upon request.

Wealth Enhancement and Wealth Protection
Planning

Tax-Free and Tax-optimized Investment Planning

Philanthropic and Charitable Giving Planning

Banking, Structured-Lending, and Income

Solutions (Provided by AssetMark Trust)

Legacy and Endowment Guidance

Concentrated

Stock Investment Planning

Risk Management Review

Family-Succession Planning

Next-Gen Investment Program

Family-Tiered Billing and Reduced Fee Structure

Private Equity, Venture Capital and Hedge Fund

Reviews

Service Level Includes

+ All Core Investment Management and
Wealth Management Services along with
Additional Services